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On quantum theory and belief:

A comment on the role of belief in science

 

Brian Capleton

(Copyright Brian Capleton, 2001, 2005, from previously published material)

 

 

Introduction

The history of science has shown that the conceptual understanding operating in a field of enquiry, may be subject to change, or even to continual change. At one time the Earth was "understood" to be the centre of the celestial system, and at another time, the same system was "understood" as a heliocentric solar system. What was once "understood" as the release of phlogiston, is now "understood" as combustion. Light has been simultaneously but conflictingly "understood" as a particle phenomenon, and a wave phenomenon. Only the conception of light through quantum theory has provided an explanation for, or at least a method of working with, this apparent dichotomy. In all circumstances, what constitutes "understanding" is not necessarily as distinct from "belief", as we might like to think. Belief can have a number of different bases, from rational evaluation, to cultural conditioning, to religious faith,, and even to hypnotoid conditioning. The apparent "boundaries" between these bases of belief are not necessarily absolute.    

 

The question of the relationship between the rational conceptions and beliefs of those participating in discovering the nature of the word, is an interesting one. The success of quantum theory and the philosophical problems that it apparently presents, is one field to which the question is especially pertinent.

 

Conceptions and theories in science do not necessarily acquire their status purely as a result of what scientific method itself reveals, because status is not an entirely objective thing, that is, status, as applied to an idea or a theory, often has a psychological aspect based on belief. If, in the absence of incontrovertible proof, one "feels strongly" that one view is "wrong", and another is "right" or more promising, the strength of the emotion may be an indicator of the presence of belief, which is a thing quite distinct from evaluation of the facts itself, even if this belief is a belief in a particular evaluation of the facts.

 

Belief by itself is insufficient to establish a scientific fact, but it nevertheless plays a noticeable role in science. If one believes there is a thing called "scientific method" that wholly transcends or circumvents the role of belief, then one might be deluding oneself.

It is certainly not the case that there is always such a thing as the scientific view, or the view of scientists. If one speaks to practitioners in the field of quantum physics, one will encounter an array of differing viewpoints, not only on possible answers to unsolved questions, but also, significantly, on what those questions actually are. It is not uncommon to find what is quite evidently emotional attachment to views that tend in one particular direction rather than another. This, as is illustrated below, is quite distinct from the rational arguments put forward to support those views. Even at the early stages in the development of quantum theory, we can see this in the well known case of Einstein, who could not believe that God would "play dice with the universe". Examples of this kind illustrate the importance of the relationship between belief, and what are usually claimed to be the "objective" investigations of science. It is tempting to think that scientists in general, know better than to rely on belief, or would know better than to confuse the directives of belief with the method of scientific discovery, or with the process of dispassionate, objective, enquiry. After all, well before undergraduate level study in physics, it would have been appreciated by most perceptive students that the nature of the world is often counter-intuitive. How often is the search for answers in science being guided by intuition, and the defense or criticism of unproven propositions, being made mostly on the grounds of intuitional belief? 

These questions, I would suggest, are more important than might be commonly supposed. The intriguing and profound nature of the questions that arise from the field of enquiry into physics itself, such as can be found in the "Schrödinger's Cat paradox", or the apparent incompatibility between Relativity Theory and Quantum Theory, tend to eclipse questions concerning the psychology of the participants in the field of enquiry, which the conceived problems can sometimes throw into relief. Scientific method itself may be argued to circumvent the influence of psychological factors on scientific investigation. Nevertheless, in circumstances where theory calling for very deep thinking and conceptualization has to be developed before appropriate experimental testing can take place, psychological factors could at least influence the pace of progress.       

 

Quantum theory

The received ‘interpretation ’ of quantum  theory  is known as the Copenhagen Interpretation, after Niels Bohr’s physics institute in Denmark which he founded in the 1920’s.[1] As John Gribbin  describes in Schrödinger’s Kittens, according to this interpretation ‘an entity such as an electron is neither a wave nor a particle, but something different, something we cannot describe in everyday language . But it will show us either a particle face or a wave face, depending on which measurements we choose to carry out on it....Indeed, it may have other properties as well, that we are not clever enough to measure at all, and know nothing about.’[2] Furthermore, according to the Copenhagen Interpretation, the electron as a wave is not a wave of something, as it were, or a wave in some medium, but is an abstract  wave of mathematical  probability, - the probability of actually finding the particle at a particular location ‘in space ’.[3]

As Gribbin  puts it:

‘This interpretation  of quantum  theory  is telling us that entities such as electrons are only real  in so far as they are observed - that the measuring apparatus is, in some sense , ‘more real’ than the photons and electrons and all the rest....In other words, the atoms of which everything  in the classical [macro-scale ‘everyday’] world  is made are somehow less real than the things atoms are made into!’[4]

A further profound consequence of quantum  theory  is the notion of ‘quantum entanglement’, or ‘non-locality ’. This means that particles which are well separated in space , or in principle even light  years apart, can be intrinsically ‘connected’. They may be at two distant ‘locations’ in space, but they can behave ‘non-locally’, as if they were not separate at all. If two particles are ‘entangled’, the attributes of one particle can depend upon which attributes a scientist chooses (even just on a whim) to measure on the other particle, even if it is well separated in space from the first particle. In principle, the ‘fate’ of one particle is dependent upon observations carried out on the other, even if it is light years away.[5] This is a verifiable consequence of quantum theory and yet it is difficult to see how one particle could ‘know’ about the other remote  particle unless there was some form of simultaneous, i.e. faster than light signalling between them. Yet faster-than-light signalling is not possible, according to Einstein ’s theory of relativity

The objectively physical , spatially extended universe  consisting of independent separate parts, is composed, it seems, of particles that are not necessarily independent and separable, even when spatially separated. Also these particles are not ‘physically objective ’, independent of their observation . The universe, it has previously been assumed in science , is local and real . Local means a local part of the universe cannot be ‘in contact with’ a remote  part, except through the transmission of information  between the parts, which according to the Theory of Relativity cannot take place faster than the velocity of light . Real refers to the nature  of the universe – it means that an observer  of the universe is not a necessary part of the universe. Experimental testing of quantum  theory  seems to have shown that the universe is not ‘local and real’ even if quantum mechanics is completely wrong.[6] Relativity theory, which is also a successful theory in its own right, shows that no signal can travel faster than light. So Gribbin  describes the situation as one in which:

If you want to believe there is a real  world  out there, you cannot do without non-locality ; if you want to believe that no form of communication  takes place faster than the speed of light , you cannot have a real world, independent of the observer .[7]

There is no universal agreement about what quantum  theory  ‘means’ for our conception of ‘reality ’, or how science  should proceed in order to move beyond  the current paradoxes and puzzles , or if indeed it needs to.[8] Inevitably, some scientists  understate the problems quantum theory raises concerning the ‘nature  of reality’, or maintain that there is no real  doubt over how quantum theory should be interpreted.[9] The truth  is, that the scientific  community is fraught with controversy and disagreement within itself, as Brown ’s book The Ghost in the Atom demonstrates. It is also manifestly clear from the general body  of material  pertaining to the subject , which begins early in the first half of the 20th century, that quantum mechanics consistently denies the so-called ‘common-sense ’ notion that the universe  is real (as defined above). The theory is repeatedly confirmed by the empirical investigations of quantum phenomena.[10] The theory cannot be easily doubted. As Davies  and Brown emphasise, it is

‘a truly remarkable theory - a theory that correctly describes the world  to a level of precision and detail unprecedented in science.’[11]

This ‘remarkable theory’ and the experiments that have been prompted by it, undermines the traditional scientific  notion of an ‘independent’ observer  or questioner. Some physicists such as E P Wigner [12] have already speculated that consciousness , or the mind  of the observer play an essential  role in creating the ‘reality ’ we observe, a view paraphrased by David Bohm  as ‘saying that only when somebody becomes conscious of a phenomenon is it really ‘actual’’.[13] As Heinz Pagels  (President of the New York Academy of Sciences in 1981) put it:

‘There is no meaning to the objective  existence  of the electron at some point in space ....independent of actual observation . The electron seems to spring into existence as a real  object  only when we observe it!’[14]

Many physicists are endeavouring to develop new interpretations of quantum  mechanics, some of which would perhaps support the ‘intuitive’ notion of an independent, objective  reality  or existence  ‘out there’ at the quantum micro-scale. Physicists are prepared to go to considerable lengths in order to provide an alternative to the Copenhagen Interpretation . Some interpretations, such as the Everett  theory[15] which claims that there can be an infinite number of ‘parallel’ universes, would seem more bizarre or counter-intuitive than the implications of the Copenhagen Interpretation itself.[16]

 

Consciousness and the scientific world view

Wigner  is by no means the only scientist to have recently drawn attention to the issue of consciousness , and its place in the scientific  world  view. Consciousness has now become a legitimate focus of attention for scientific enquiry, and, significantly, this has not arisen exclusively because of the implications of quantum  mechanics. It is part of a wider movement towards the addressing of consciousness, mind , and intelligence . Today, it is generally to the brain  that science  looks when addressing consciousness, and the brain, although more complex, is sometimes compared with the computer.[17] The rapid development of computer technology, and the promise of a continuing exponential increase in computer capability has contributed by catalysing the question "What is consciousness?" with the seemingly more pragmatic question "Is it possible to build an Artificial Intelligence  machine that is conscious?". Science is no longer content to accept Descartes ’ edict, which would have mind remaining firmly outside the domain of scientific enquiry into the nature  of the physical  world . Questions concerning the nature of minds, brains, and consciousness, which were once reserved for philosophy , are now addressed in connection with the practical aspirations of some scientists , and the lack of answers provided by the current scientific world view is seen as a failing which must be rectified.

Roger Penrose  describes the situation in the following passage from Shadows of the Mind :

A scientific  world  view which does not profoundly come to terms with the problem of conscious minds can have no serious pretensions of completeness. Consciousness is part of our universe , so any physical  theory which makes no proper place for it falls fundamentally short of providing a genuine description of the world.[18]

 

The holistic universe

To sentient life  (us) material  objects at the everyday macro-scale seem to be substantial enough. But what is substantiality, and what is matter, objectively, and independent of our experience? What does it mean for matter to be independent? Independent of what? The idea  that anything has independent existence  from the rest of the perceived universe  can itself be difficult to reconcile both with quantum  theory , and the experimental confirmation of some of the theory’s implications. 19] Quantum entanglement seems to imply that there is something wrong with our notion of a universe consisting of independent, separate parts. The proposition that the universe does not ‘really’ consist of independent parts, but is holistic in nature , was presented from a scientist’s point of view in 1980 by David Bohm , an acknowledged world  authority  on quantum mechanics. In his book Wholeness and the Implicate Order [20] Bohm emphasised the inadequacy of a non-holistic world view:

....Science itself is demanding a new, non-fragmentary world  view, in the sense  that the present approach of analysis of the world into independently existing parts does not work very well in modern  physics . It is shown that both in relativity  theory and quantum  theory , notions implying the undivided wholeness of the universe  would provide a much more orderly way of considering the general nature  of reality .[21]

 

But even if the universe  is holistic in nature , how can it have an ‘undivided wholeness’, which means a one-ness or non-duality , with respect to the observer , the knower, the thinker, or the intelligence  behind these questions? Bohm  recognises that consciousness  and thought itself cannot be ignored in addressing the question of reality , and asks:

What is the relationship  of thinking  to reality ? As careful attention shows, thought itself is in an actual process of movement. That is to say, one can feel a sense  of flow in the ‘stream of consciousness ’ not dissimilar to the sense of flow in the movement of matter  in general. May not thought itself thus be part of reality as a whole?[22]

 

Bohm ’s answer to his own question is the notion of a ‘higher dimensional’ reality , but this is still object -orientated. In the above passages Bohm seems to be conceding that there is not anything ‘objective ’ that we should call ‘reality’. However he goes on to develop the idea  of the ‘multidimensional’ reality of which space -time -matter  existence  and all aspects of it, are merely partial projections. The interconnection between the five facets of space, time, matter, thought and consciousness  are accounted for by considering them as all lower-dimensional ‘unfoldments’ of the higher ‘implicate order’ already ‘enfolded’ in the ‘immense multidimensional reality ’.[23] Every thing, and everything  that happens, at every level, is an unfoldment of order that is intrinsically enfolded in the multidimensional reality. This projects into the lower dimensional elements that make up the universe  we know, and represents a ‘behind the scenes’ unity and order that accounts for things like quantum  non-locality  and the entanglement of the observer  with the observed.

 

Bohm  recognises some parallels between his ‘implicate order’ explanation , and the philosophies of Leibniz  and Whitehead ,[24] but he is also shadowing Plato  closely in some respects. In Bohm, both space  and time  are only projections of the higher dimensional reality . The ‘implicate order’ requires ‘a fundamentally new notion of the meaning of time’,[25] since all time orders are dependent on the multidemensional reality.[26] Moments separated in time  are only what appears in a lower-dimensional unfoldment of what is already enfolded in the higher reality.

One  is reminded here of Plato . In Plato, space  and time  are unreal  representations of the higher reality  he calls ‘Being ’. The world  of space and time is an unreal moving image  of Eternity  or Reality .

 

The human  individual, for Bohm , is a ‘sub-totality of a yet higher dimension’:

....It will be ultimately misleading and indeed wrong to suppose, for example, that each human  being  is an independent actuality who interacts with other human beings and with nature . Rather, all these are projections of a single totality. As a human being takes part in the process of this totality, he is fundamentally changed in the very activity in which his aim is to change that reality  which is the content of his consciousness . To fail to take this into account must inevitably lead one to serious and sustained confusion in all that one does. [27]

Bohm ’s higher dimensional reality  encapsulates the order behind life , the universe , every thing, and everything  that ‘happens’, just as Plato ’s ‘Being ’ does. Order in lower-dimensional manifestation is derived from the implicate order in the higher. Mind  and body  are mutual enfoldments of each other, and both reflect the order implicate in the higher-dimensional reality.[28] Also, ‘the body enfolds not only the mind  but also in some sense  the entire material  universe’.[29]

 

One  is reminded of the Platonic  hierarchy in which the ‘World soul ’ is the order behind the human  soul, and the human body , and how even society or the state is modelled on the higher order. One is especially reminded of the neo-Platonic  and Fluddian correspondences  between universal order and order in the soul and body.

 

The qualitative  correlation between Bohm ’s ‘wholeness and implicate order’ and the macrocosm -microcosm  correspondence  world -view of the Greeks and the renaissance  philosophers  is unmistakable. The difference is that in the Platonic  or renaissance world-views the implicate order is explicitly Divine , reality  is ontological  (God  or Being ) and the structure of symbolic  representation  of the unfoldment of that order is explicitly ‘musical’, in the Myth of Er. In Bohm’s picture there could be ‘an infinity of further development beyond ’,[30] but the top of the hierarchy he presents is the ‘immense multidimensional reality ’. The structure of Bohm’s presentation is not musical,[31] but is explicitly scientific  or quasi-scientific  and related to physics  in particular.

 

In all the world -views, the material  universe  as it appears is the fragmented manifestation in a ‘lower’ form, of a ‘higher’ order, and it is ultimately a holistic system  in which the parts are more or less reflective of the whole. Bohm ’s ‘implicate order’ even allows for ‘multidimensional reality ’ to be musically structured in a quasi-Platonic  sense , although Bohm is not particularly interested in exploiting this possibility. The existence  of musical principles as something subjectively meaningful, and to which humans respond in perception , could well indicate the enfoldment of musical principles in higher-dimensional reality, and explain their existence in other areas of our own dimensionality.

 

 

The collapse of the wave function

The Copenhagen Interpretation  has not widely been considered as a cue to find an alternative to ‘material  realism’ as an appropriate way to address ordinary everyday living, which takes place at the macro scale and not the micro scale of the quantum . There seems to be a fundamental difference between the micro world  of the quantum, where it can be argued that particles don’t exist as particles until they are observed as such, and the macro world in which we live our everyday lives, and make indirect observations of particles.

There is in quantum  mechanics a concept which has come to be called ‘the collapse  of the wave function ’, or ‘state vector reduction ’ which is associated with the point at which the deterministic quantum-mechanical description of the micro-world  in terms of a wave function, is replaced by a probabilistic description in terms applicable to the macro-scale sense -perceivable ‘reality ’.[32] The quantum particle itself seems not to exist with any of the attributes by which the macro-world ‘makes sense’, as long as it remains ‘unobserved’ and represented by the wave function. But there will always have (conveniently) been a ‘collapse of the wave function ’, by the time  an observation  has been made, so that the particle can then be described as actually having the same kind of fixed, definite, measurable , physical  properties, as macro-scale objects.

However, exactly what causes the collapse  of the wave function  is unclear, and we are still left with an unresolved situation. On the one hand, people, observers, and everyday things are taken to have an objective  existence  and location in space , but on the other hand, we cannot say the same thing about the particles of which these objects are made. The trouble is, that one cannot simply say "obviously quantum  theory  is wrong", because this is clearly not the case, as is verified both by experiment and mathematical  necessity. But it can be argued that the theory is somehow incomplete, as is our understanding of what we are observing empirically, on the basis that macro-scale existence must be ‘real ’. What does not receive so much attention currently, is the cause  of the latter conviction, or the questioning of it. Anyway, the ordinary everyday world  is, as it were, for the time  being  seemingly protected from the vagaries of the quantum world by the collapse of the wave function .

Does this mean that ‘objective  reality ’ at the classical scale is assured, and that material  realism need not be questioned. No, it does not. As long ago as 1935, Erwin Schrödinger, one of the founders of quantum  mechanics, published a theoretical account of an ‘experiment’ that would bring the seemingly paradoxical aspect of the quantum world  right up to the macroscopic ‘everyday’ scale. This now famous account is known as the Schrödinger’s cat  paradox .

In The ghost in the atom , Davies  and Brown  describe the implications of the Schrödinger’s cat  paradox  in the following passage: